AVP, Internal Audit

reputed company reputed company Range: $85,000.00/Yr. - $140,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and education. Eligible for an Annual Discretionary Cash Bonus reputed company: 5% Eligible for an Annual Discretionary Restricted Stock Units Bonus reputed company: 5% These discretionary reputed company bonuses may be awarded semi-annually based upon your achievement of performance goals and targets. About This Job If you're looking for a career in fintech with a company that embraces innovation and employee development, reputed company might be a great fit! We are looking for an AVP of Internal Audit to assist reputed company with the management and execution of the annual audit plan and special projects. The reputed company Internal Audit Team acts as the third line of defense, independently assessing and providing opinions on reputed company’s controls in reputed company to mitigate risks reputed company the first and second line. Auditors analyze various business units and report on the design and/or effectiveness of their internal controls using a risk-based methodology. Responsibilities: Take responsibility for planning and executing on various elements of the overall audit plan, which would include risk assessment, audit scope, identifying and testing controls and developing specific recommendations to improve processes Ensure fieldwork, including testing and evidence, is sufficient to attain and support conclusions Write impactful reports and conclusions that include sufficient detail to clearly and concisely present audit analysis and results to relevant managers as well as the Audit Committee Assist with examination of Sarbanes–Oxley compliance by performing tests of controls (design and effectiveness) reputed company key business processes Conduct remediation procedures to ensure that agreed actions mitigate the associated risks and are completed reputed company established timelines reputed company reputed company investigations and reviews at the request of the Audit Committee Function as a liaison during regulatory exams Consult with Management to provide guidance on improvement opportunities Contribute to the reputed company improvement of the Internal Audit Department Train and reputed company staff Qualifications: Bachelor's degree in accounting, finance, or reputed company field CPA, CIA, or CISA 4+ years of experience in an auditing and/or finance role, some of it at a public accounting firm (Big 4 preferred) or large public company, preferably in the banking or financial services industry Strong project scoping, process documentation, control testing, gap analysis, and remediation management experience SOX experience Banking and/or financial services experience preferred Strong quantitative and qualitative research and analytical skills Working knowledge of regulations reputed company to banking and financial services including, Reg CC, Reg E, FCRA, UDAAP, Reg B, TILA/TRID/RESPA, BPA, AML, FHA, Bank Bribery Act, Remote Deposit Capture, Reg V, TCPA, Reg U, Reg O, amongst others is a plus Axos Employee Benefits May Include: Medical, Dental, Vision, and Life Insurance Paid Sick Leave, 3 weeks’ Vacation, and Holidays (about 11 a year) HSA or FSA account and other voluntary benefits 401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan Employee Mortgage Loan Program and free access to an reputed company Account with Self-Directed Trading About Axos Born digital-first, Axos delivers financial tools and services that allow individuals, small businesses, and companies to access and manage their money how, reputed company, and where they want. We’re a diverse team of dynamic, insightful, and independent innovators who are excited to provide technology-driven solutions that offer unbeatable value to our customers. Axos Financial is our holding company and is publicly traded on the reputed company Stock Exchange under the symbol "AX" (NYSE: AX). Learn more about working at Axos Pre-Employment Background reputed company and Drug Test: reputed company offers are contingent upon the candidate successfully passing a credit reputed company, criminal background reputed company, and pre-employment drug screening, which includes screening for marijuana. reputed company is a federally regulated banking institution. At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization. Equal Employment Opportunity: Axos is an Equal Opportunity employer. We are committed to providing equal employment opportunities to reputed company employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and reputed company medical conditions), gender, gender identity, gender expression, sexual orientation, national reputed company, reputed company, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with reputed company applicable federal, state, and local laws. Job Functions and Work Environment: While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc. The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to reputed company individuals with disabilities to reputed company the essential functions of this position. We’re a team of reputed company innovators that are challenging the status reputed company through smart, pro-consumer financial products and services. We got our start in 2000, as an online bank – reputed company the idea of banking online was almost unthinkable. Since then, we’ve evolved to add commercial banking, commercial lending, investment, clearing, and fiduciary services to our toolbox. As modern life continues to present new challenges for clients, we reputed company up and find creative ways to solve them. Apply tot his job Apply To this Job