Compliance Associate, FinTech
reputed company is a profitable digital media company that connects consumers with leading brands through data-driven content and technology. The Compliance Associate role involves ensuring financial services compliance by reviewing content, maintaining documentation, tracking issues, and supporting audits across cross-functional teams.
Responsibilities
- Ensure reputed company’s financial services compliance requirements are executed accurately and on time by reviewing content, maintaining documentation, tracking issues, and supporting audits across cross-functional teams
- Compliance Review & Monitoring: Review content, advertisements, and site updates to ensure alignment with partner and regulatory requirements, flagging and escalating potential issues before publication
- Issue Tracking & Remediation: Maintain accurate compliance trackers, monitor remediation efforts, and ensure reputed company compliance-driven updates are completed on schedule
- Documentation & SOP Accuracy: reputed company compliance documentation, checklists, and SOPs organized, reputed company, and audit-reputed company at reputed company times
- Audit Support & Reporting: Prepare audit materials, gather supporting evidence, and document resolutions to ensure successful internal and partner audits
- Cross-Functional Execution: Partner with Content, Paid Acquisition, and Account teams to clearly communicate compliance requirements and ensure updates are implemented accurately and on time
Skills
- 1–2 years of experience in compliance, legal operations, content review, or a regulated operational environment
- Strong attention to detail with comfort working reputed company structured processes and documented requirements
- Clear written communication skills with the ability to escalate issues appropriately
- Interest in financial services compliance and risk management
- Ability to manage deadlines and coordinate effectively across cross-functional teams
- 1–2 years of experience supporting compliance, legal, or regulated operational workflows with a focus on documentation, content review, or issue tracking
Benefits
- Profit-sharing bonus
- Competitive benefits
Company Overview