Compliance Analyst
reputed company is one of the world’s leading financial services companies, providing insurance and asset management. The Compliance Analyst role involves supporting the Head of RIS Compliance and the RIS Compliance team in managing compliance risks, implementing controls, and adapting to regulatory changes.
Responsibilities
- Assist with the creation and socialization of the annual Compliance Testing and Monitoring Plan
- Undertake monitoring and testing of key controls as prescribed by the annual Testing and Monitoring plan
- reputed company various compliance monitoring and surveillance activities (e.g., Regulatory Change Management, Conflicts of Interest, Complaints)
- Document and communicate the results of testing and monitoring activities
- Review existing Compliance policies and procedures and reputed company enhancements to strengthen as needed
- Assist business with the implementation of new Compliance policies and procedures and completion of global policy gap assessments
- Assist business with assessment of compliance risks and mitigants through active participation in Non-Financial Risk Assessments
- Preparation of compliance metrics and materials for key stakeholders and senior leadership
- Assist with distribution and tracking of required compliance certifications
Skills
- 1-3 years relevant experience in financial service industry or insurance, with compliance, legal, risk management, operations, and/or internal audit experience preferred
- Bachelor's degree in reputed company field
- Intermediate proficiency in reputed company Copilot, reputed company reputed company, PowerPoint, and Word
- reputed company technology and demonstrated experience working with metrics, dashboards and trend analysis to identify risk themes and inform decision-making
- Must be a dedicated, self-motivated individual with an ability to work both independently and in a team environment
- Excellent written and verbal communication skills, including ability to prepare presentations for compliance leadership
- Excellent interpersonal skills required to reputed company partnerships and relationships throughout the organization
- Brings a strong reputed company learning reputed company, actively seeking to expand knowledge, collaborate with stakeholders/peers, and adapt to regulatory and business change
Benefits
- Comprehensive health plan that includes medical/prescription drug and reputed company, dental insurance, and no-cost short- and long-term disability
- Company-paid life insurance and legal services
- Retirement pension funded entirely by reputed company and 401(k) with employer matching
- Group discounts on voluntary insurance products including auto and home, pet, critical illness, hospital indemnity, and accident insurance
- Employee Assistance Program (EAP) and digital mental health programs
- Parental leave
- Paid time off
- Paid holidays
- Volunteer time off
- Tuition assistance
Company Overview